Series 65 Exam Prep
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Frequently asked questions
- What is the Series 65 exam?
The Series 65 exam is a FINRA-administered test that individuals must pass to become investment advisor representatives.
- How many questions are on the Series 65 exam?
The Series 65 exam consists of 140 multiple-choice questions.
- How long is the Series 65 exam?
Test-takers have 180 minutes (3 hours) to complete the Series 65 exam.
- What is a passing score for the Series 65 exam?
To pass the Series 65 exam, a candidate must score at least 70% (revised down from 72% per 2023 exam updates).
- What topics are covered on the Series 65 exam?
The Series 65 exam covers a wide range of topics related to investment advisory services, including ethical and fiduciary responsibilities, types of securities and investment products, and regulations.
- What is the difference between the Series 65 and Series 66 exams?
The Series 65 exam is a standalone test for investment advisor representatives, while the Series 66 is a combined test for investment advisor representatives and securities agents.
- How long must I wait after failing an exam before I can take it again?
If you fail the exam the first or second time, you must wait 30 days before retaking it. After the third fail, you must wait 180 days before trying again.
- How long is my Series 65 exam score valid?
A candidate's Series 65 exam score is valid for two years from the date of passing.
- Do I need to take the Series 65 exam if I already have a CFP certification?
NASAA may waive the Series 65 exam for candidates who hold any of the following five certifications or designations: Certified Financial Planner (CFP) Certification, Chartered Financial Analyst (CFA) Designation, or Chartered Financial Consultant (ChFC) Designation.
- Can I take the Series 65 exam online?
No, the Series 65 exam must be in person at a FINRA-approved testing center.
- How much does the Series 65 exam cost?
The fee for the Series 65 exam is $175.
- How long does preparing for the Series 65 exam take?
The exam may take two weeks of prep for an experienced professional or two-plus months for folks without industry knowledge.
- Can I use a calculator during the Series 65 exam?
Yes, test-takers are allowed to use a basic calculator during the Series 65 exam provided by the testing center.
- What is the format of the Series 65 exam?
The Series 65 exam is a computer-based test with multiple-choice questions.
- Is the Series 65 exam open-book?
No, the Series 65 exam is not open-book. Candidates are not allowed to bring any study materials or reference guides into the testing center.