Series 65 Exam Contents
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Accelerate your exam preparation with our study guide. Each exam subject below shows a brief lesson with condensed study notes, examples, term definitions, and practice problems.
II. Investment Vehicle Characteristics
- 1. Common Stock
- Login to track1.1 Domestic
- Login to track1.2 Foreign
- Login to track1.3 American Depositary Receipt (ADR)
- 2. Other Stock
- Login to track2.1 Preferred
- Login to track2.2 Convertible Preferred Stock
- Login to track2.3 Floating Rate Preferred
- 1. Shareholder Rights
- Login to track1.1 Voting Rights
- Login to track1.2 Antidilution, Preemptive Right
- Login to track1.3 Liquidation Preferences
- Login to track2. Restricted Stock and Resale Restrictions
- Login to track3. Dividends
- 4. Employee Stock Options
- Login to track4.1 Incentive
- Login to track4.2 Nonqualified