Series 65 Exam Contents

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Accelerate your exam preparation with our study guide. Each exam subject below shows a brief lesson with condensed study notes, examples, term definitions, and practice problems.

II. Investment Vehicle Characteristics

A. Types and Characteristics of Cash and Cash Equivalents

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B. Types of Fixed Income Securities

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C. Fixed Income Valuation and Risk

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D. Types of Equity Securities

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E. Characteristics of Equity Securities

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F. Methods Used to Determine the Value of Equity Securities

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G. Equity Public Offering

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H. Types of Pooled Investments

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I. Characteristics of Pooled Investments

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J. Types of Derivative Securities

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K. Characteristics of Derivative Securities

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L. Alternative Investments

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M. Insured-Based Products

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N. Other Assets

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